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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-21
  • MD RA
    APPROVED
    Since 2025-01-21

Branch Locations

Ft. Washington, MD • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Icma Retirement Corporation Washington DC 07/2005 10/2021
Pruco Securities, Llc. Bethesda MD 12/2021 11/2024
Prudential Insurance Company Of America Bethesda MD 12/2021 11/2024
Lpl Enterprise, Llc Fort Mill SC 11/2024 01/2025
Empower Financial Services, Inc Greenwood Village CO 01/2025 Present
Empower Advisory Group, Llc Greenwood Village CO 01/2025 Present
  • 07/2005 → 10/2021
    Icma Retirement Corporation
    Washington, DC
  • 12/2021 → 11/2024
    Bethesda, MD
  • 12/2021 → 11/2024
    Prudential Insurance Company Of America
    Bethesda, MD
  • 11/2024 → 01/2025
    Fort Mill, SC
  • 01/2025 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 01/2025 → Present
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-20
S63 Uniform Securities Agent State Law Examination 2005-09-27
  • S65 Uniform Investment Adviser Law Examination
    2019-11-20
  • S63 Uniform Securities Agent State Law Examination
    2005-09-27
Other Names
  • Kevin Wayne Brown

View on SEC IAPD

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