Best Investors
Account
Sign in
Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-10 |
| VA | RA | APPROVED | 2026-03-05 |
| MD | RA | APPROVED | 2002-08-13 |
Branch Locations
Virginia Beach, VA • United States
Captiva, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 01/2004 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2002 | Present |
1) NAME OF OTHER BUSINESS: RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: 936 THOMSON WAY VIRGINIA BEACH VA 23464; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 1/1998; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: RENTAL OF FORMER HOME; 2) NAME OF OTHER BUSINESS: LIBERTY HIGH SCHOOL; INVESTMENT RELATED: NO; ADDRESS: 5855 BARTHOLOW ROAD ELDERSBURG, MD 21784; NATURE OF BUSINESS: EDUCATION; START DATE: 11/2020; POSITION/TITLE/RELATIONSHIP: COACH AND SUBSTITUTE TEACHER; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 15; BRIEF DESCRIPTION OF DUTIES: COACH BASKETBALL, TENNIS, SUBSTITUTE TEACHER WHEN AVAILABLE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-07 |
Reach out to this advisor