Jack Ellsworth Craig

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-02-13
TX	RA	APPROVED_RES	2013-03-28
CO	RA	APPROVED	1999-01-01

FL RA
APPROVED

Since 2018-02-13
TX RA
APPROVED_RES

Since 2013-03-28
CO RA
APPROVED

Since 1999-01-01

Branch Locations

Bradenton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Colorado Springs	CO	01/1995	Present

01/1995 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Colorado Springs, CO

Other Businesses

1. 4/13/2004 - NO BUSINESS NAME - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - FIXED INSURANCE. 2. 9/6/2005 - NORTHSTAR WEALTH MANAGEMENT - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 3. 3/20/2019 - Jessie Gregory Revocable Trust - Not Investment Related - 10719 Winding Stream Way, Bradenton, FL 34212 - Act in a Fiduciary Capacity - Successor Trustee - Started 02/01/2019 - 1 Hours Per Month During Securities Trading - First wife's mother.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-08-27

S63 Uniform Securities Agent State Law Examination

1992-08-27

Other Names

Jack E Craig
Jack Craig

View on SEC IAPD