Cesar Hugo Lopez

Current Employers

Employment History

• 09/2012 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 09/2012 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 12/2008 → Present
  Next Level Advisors Inc
  Roseville, CA
• 03/2019 → Present
  Woodbury Financial Services, Inc.
  Roseville, CA
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Roseville, CA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Roseville, CA

Previous Registrations

• 2019-03-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Torrance, CA
  Roseville, CA
• 2012-09-17 → 2019-03-01
  Questar Asset Management, Inc.
  Minneapolis, MN
  Roseville, CA
• 2008-04-30 → 2012-10-10
  Woodbury Financial Services, Inc.
  Roseville, CA
  Roseville, CA
  Cameron Park, CA
  El Dorado Hills, CA
  Folsom, CA
  Granite Bay, CA
  Lincoln, CA
  Placerville, CA
  Pollock Pines, CA
  Roseville, CA
  Sacramento, CA
  Roseville, CA
  Placerville, CA
  Valley Springs, CA
  Elk Grove, CA
  Roseville, CA

Other Businesses

1) NLA INSURANCE SERVICES POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 20 START DATE: 10/30/2015 ADDRESS: 508 Gibson Cir. Suite 240, Roseville CA 95678, United States DESCRIPTION: Selling insurance products. Life, Medical, fixed annuities, LTC and disability. Marketing the sale of insurance products. 2) NEXT LEVEL ADVISOR SOLUTIONS. POSITION: Partner. NATURE: Financial Advisor back-office business platform providing integrated technology and administrative support. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/02/2016 ADDRESS: 983 Reserve Dr, Roseville CA 95678, United States DESCRIPTION: Managing compliance, operational work flow processes and staff duties. 3) NEXT LEVEL ADVISORS LLC POSITION: Partner NATURE: I own the 50% of condo in which offices within the condo are rented to advisors and business professionals INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2021 ADDRESS: 508 Gibson Cir. Suite 240, Roseville CA 95678, United States DESCRIPTION: maintain the property 4) NEXT LEVEL ADVISORS TAX SOLUTIONS POSITION: Partner NATURE: Partnership INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 02/16/2026 ADDRESS: 508 Gibson Dr, Suite 240, Roseville CA 95678, United States DESCRIPTION: Assist with operations of tax preparation business. Setting appointments, answering questions about uploading taxsupporting client documents and confirming tax filing submission. Will not be preparing taxes. That will be completedby licensed tax preparers.

Exams

• S66 Uniform Combined State Law Examination
  2008-04-03
• S63 Uniform Securities Agent State Law Examination
  1992-09-04