Dana Ann Sudol

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2002-06-25

NJ RA
APPROVED

Since 2002-06-25

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Paramus	NJ	06/2006	Present

06/2006 → Present

Ubs Financial Services Inc.

Paramus, NJ

Other Businesses

TEAM NATIONAL COMPANIES. DAVIE, FL 33314. BUSINESS - CONDUCTING SEMINARS FOR INFORMATIONAL PURPOSES ABOUT COMPANY, ASSISTING WITH MEMBERSHIP ORDERS. PRIVATE ORGANIZATION. NOT INVESTMENT RELATED. 10 HRS/MONTH. START DATE - 01/29/2007. OFFICER OF ORGANIZATION - NO. TITLE - SALES/EDUCATOR.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-08-11

S63 Uniform Securities Agent State Law Examination

1999-08-11

Other Names

Dana Ann Inguaggiato

View on SEC IAPD