Thomas William Duff

Current Employers

Employment History

• 06/1992 → Present
  Raymond James Financial Services, Inc.
  Brewer, ME
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Brewer, ME

Previous Registrations

• 2005-02-07 → 2006-12-31
  Duff & Assoc., Inc
  Brewer, ME

Other Businesses

(1)Name of Business: Address: Various, Brewer, ME, 04412, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Subcommittee Member, Committee Member Investment Related: Yes Start Date: 02/05/2011 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Recruitment Chairman, District Chairman & Chapter Treasurer & Volunteer (2)Name of Business: Single Source Financial Centre Address: 1000 Central Street, Millinocket, ME, 04462, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/01/2003 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner of support company, (3)Name of Business: Thomas W Duff, LLC Address: 470 N Main St, Brewer, ME, 04412, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/01/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner

Exams

• S66 Uniform Combined State Law Examination
  2004-05-07
• S63 Uniform Securities Agent State Law Examination
  1998-05-30

Other Names

• Tom Duff
• Thomas W Duff