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Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Horizon Group | West Henreitta | NY | 08/2004 | 04/2021 |
| Securities Service Network | West Henreitta | NY | 06/2015 | 09/2020 |
| Securities America, Inc. | West Henrietta | NY | 09/2020 | 12/2020 |
| Private Client Services | West Henrietta | NY | 01/2021 | 02/2026 |
| Horizon Advisory Services, Inc. | West Henrietta | NY | 04/2021 | 02/2026 |
| Thrivent Investment Management Inc | Hilton | NY | 02/2026 | Present |
| Thrivent Financial | Appleton | WI | 03/2026 | 04/2026 |
| Thrivent Financial | Appleton | WI | 04/2026 | Present |
NOTARY PUBLIC POSITION: Notary Public NATURE: Notarize documents on occasion (1/month) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/02/2006 ADDRESS: 110 Dunbar Road, Hilton NY 14468, United States DESCRIPTION: I notarize documents on occasion (less than 1/month) - I do not charge a fee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-05 |
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