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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-11-02 |
Branch Locations
290 West Mount Pleasant Ave Suite 2300, Livingston, NJ 07039 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jhfn Sii | Livingston | NJ | 03/2011 | 11/2018 |
| Royal Alliance Associates, Inc. | Livingston | NJ | 11/2018 | Present |
1. INSURANCE BROKER: HEALTH AND GROUP BENEFITS , ACORN FINANCIAL , INSURANCE BROKERAGE , AGENT , START OF RELATIONSHIP: APR 1, 2011, APPROXIMATE # OF HOURS PER MONTH: 10 , APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 10.... 2. INSURANCE BROKER: LIFE, ANNUITIES, LTC, DI, ACORN FINANCIAL, 290 W MT PLEASANT AVE, LIVINGSTON NJ 07039, INSURANCE BROKERAGE , AGENT , START OF RELATIONSHIP: APR 1, 2011 APPROXIMATE # OF HOURS PER MONTH: 10, APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 10 .... 3. ACORN FINANCIAL SERVICES POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 04/01/2011 ADDRESS: 290 West Mt. Pleasant Ave, Suite 2300, Livingston NJ 07039, United States DESCRIPTION: Provide insurance counselling to individual and business prospects and clients. This includes life, health, disability, LTC insurance, as well as fixed annuities. 4. ACORN FINANICAL POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 04/01/2011 ADDRESS: 290 West Mt. Pleasant Ave, Suite 2300, Livingston NJ 07039, United States DESCRIPTION: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-21 |
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