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Eric Michael Weissman

Osaic Wealth, Inc.

Livingston, NJ

CRD 2264800

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-11-02
  • NJ RA
    APPROVED
    Since 2018-11-02

Branch Locations

290 West Mount Pleasant Ave Suite 2300, Livingston, NJ 07039 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jhfn Sii Livingston NJ 03/2011 11/2018
Royal Alliance Associates, Inc. Livingston NJ 11/2018 Present
  • 03/2011 → 11/2018
    Jhfn Sii
    Livingston, NJ
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Livingston, NJ
Previous Registrations
  • 2012-04-23 → 2018-11-02
    Signator Investors, Inc.
    Livingston, NJ
  • 2002-01-01 → 2005-06-13
    Signator Investors, Inc.
    Roseland, NJ
Other Businesses

1. INSURANCE BROKER: HEALTH AND GROUP BENEFITS , ACORN FINANCIAL , INSURANCE BROKERAGE , AGENT , START OF RELATIONSHIP: APR 1, 2011, APPROXIMATE # OF HOURS PER MONTH: 10 , APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 10.... 2. INSURANCE BROKER: LIFE, ANNUITIES, LTC, DI, ACORN FINANCIAL, 290 W MT PLEASANT AVE, LIVINGSTON NJ 07039, INSURANCE BROKERAGE , AGENT , START OF RELATIONSHIP: APR 1, 2011 APPROXIMATE # OF HOURS PER MONTH: 10, APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 10 .... 3. ACORN FINANCIAL SERVICES POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 04/01/2011 ADDRESS: 290 West Mt. Pleasant Ave, Suite 2300, Livingston NJ 07039, United States DESCRIPTION: Provide insurance counselling to individual and business prospects and clients. This includes life, health, disability, LTC insurance, as well as fixed annuities. 4. ACORN FINANICAL POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 04/01/2011 ADDRESS: 290 West Mt. Pleasant Ave, Suite 2300, Livingston NJ 07039, United States DESCRIPTION: Financial Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-22
S63 Uniform Securities Agent State Law Examination 1992-10-21
  • S65 Uniform Investment Adviser Law Examination
    1999-01-22
  • S63 Uniform Securities Agent State Law Examination
    1992-10-21
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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