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Current Employers
Pfg Advisors

3200 N. Central Ave Suite #200, Phoenix, AZ 85012 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-02
CA RA APPROVED 2020-09-22
  • TX RA
    APPROVED_RES
    Since 2021-08-02
  • CA RA
    APPROVED
    Since 2020-09-22

Branch Locations

1511 Cravens Avenue, Torrance, CA 90501 • United States

3720 Flower St, Los Angeles, CA 90007 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated/ Bank Of Amer Fullerton CA 02/2012 11/2016
Eagle Wealth Management El Segundo CA 11/2016 07/2017
Mirae Asset Wealth Management Los Angeles CA 07/2017 09/2020
Pfg Advisors, Llc Phoenix AZ 09/2020 Present
Osaic Wealth, Inc. Los Angeles CA 06/2024 11/2025
Securities America, Inc. Los Angeles CA 09/2022 06/2024
United Planners Scottsdale AZ 11/2025 Present
Jimmy Suh Fullerton CA 07/1992 Present
Pfg Advisors, Llc Fullerton CA 09/2020 Present
  • 02/2012 → 11/2016
    Merrill Lynch, Pierce, Fenner & Smith Incorporated/ Bank Of Amer
    Fullerton, CA
  • 11/2016 → 07/2017
    Eagle Wealth Management
    El Segundo, CA
  • 07/2017 → 09/2020
    Mirae Asset Wealth Management
    Los Angeles, CA
  • 09/2020 → Present
    Pfg Advisors, Llc
    Phoenix, AZ
  • 06/2024 → 11/2025
    Osaic Wealth, Inc.
    Los Angeles, CA
  • 09/2022 → 06/2024
    Securities America, Inc.
    Los Angeles, CA
  • 11/2025 → Present
    United Planners
    Scottsdale, AZ
  • 07/1992 → Present
    Jimmy Suh
    Fullerton, CA
  • 09/2020 → Present
    Pfg Advisors, Llc
    Fullerton, CA
Previous Registrations
  • 2017-08-01 → 2020-10-16
    Mirae Asset Wealth Management (Usa) Inc.
    Los Angeles, CA
  • 2017-04-03 → 2017-08-10
    Cetera Wealth Services, Llc
    Fullerton, CA
    Fullerton, CA
    El Segundo, CA
    El Segundo, CA
  • 2012-02-22 → 2016-12-16
    Pennington, NJ
    Fullerton, CA
    Riverside, CA
  • 2009-09-09 → 2012-02-03
    Waddell & Reed
    Pasadena, CA
    Las Vegas, NV
    Ontario, CA
    Brea, CA
  • 2009-07-15 → 2009-08-25
    Newport Beach, CA
  • 2005-03-03 → 2009-05-04
    Wells Fargo Investments, Llc
    Los Angeles, CA
    Beverly Hills, CA
    Santa Barbara, CA
    Thousand Oaks, CA
    Simi Valley, CA
    Westlake Village, CA
    Camarillo, CA
    Goleta, CA
    Santa Barbara, CA
    Ventura, CA
    Simi Valley, CA
    Oxnard, CA
    Montecito, CA
    Ojai, CA
    Ventura, CA
    Port Hueneme, CA
    Ventura, CA
    Moorpark, CA
    Westlake Village, CA
    Camarillo, CA
    Camarillo, CA
    Newbury Park, CA
    Agoura Hills, CA
    Oxnard, CA
    Los Angeles, CA
    Los Angeles, CA
  • 2000-07-21 → 2003-11-06
    Chase Investment Services Corp.
    New York, NY
Other Businesses

1.) COUNTY FEDERAL WEALTH MANAGEMENT - FINANCIAL ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - SANTA CLARA, CA - SINCE 09/2020 - INVESTMENT RELATED 2.) EAGLE WEALTH MGMT. LLC - PRESIDENT & OWNER, FINANCIAL ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - FULLERTON, CA - SINCE 03/2018 - INVESTMENT RELATE 3.) TROJAN WEALTH MANAGEMENT - PRIVATE WEALTH MANAGER - DBA NAME FOR MARKETING PURPOSES ONLY - LOS ANGELES, CA - SINCE 01/2024 - INVESTMENT RELATED 4.) PFG ADVISORS, LLC - IAR - REGISTERED INVESTMENT ADVISOR - FULLERTON, CA - SINCE 09/2020 - INVESTMENT RELATED 5.) JIMMY SUH - AGENT - NON-VARIABLE INSURANCE - FULLERTON, CA - SINCE 07/1992 - INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-27
S63 Uniform Securities Agent State Law Examination 1992-09-14
  • S66 Uniform Combined State Law Examination
    2010-02-27
  • S63 Uniform Securities Agent State Law Examination
    1992-09-14
Other Names
  • Jimmy Suh
  • Jimmy Suh
  • Jimmy Suh
  • Jimmy Suh
  • Jimmy Suh
  • Jimmy Suh

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