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333 South Hope Street, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-11-18 |
| NV | RA | APPROVED | 2022-11-01 |
| IL | RA | APPROVED | 2022-10-25 |
| NY | RA | APPROVED | 2022-10-25 |
| TX | RA | APPROVED | 2022-10-25 |
| CA | RA | APPROVED | 2022-10-21 |
Branch Locations
333 South Hope Street, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City National Bank | Los Angeles | CA | 10/2006 | 09/2017 |
| Bank Of New York Mellon Corp. | Los Angeles | CA | 10/2017 | 05/2022 |
| Capital Group Private Client Services, Inc. | Los Angeles | CA | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-13 |
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