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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-23
KS RA APPROVED 2006-12-15
  • TX RA
    APPROVED
    Since 2026-03-23
  • KS RA
    APPROVED
    Since 2006-12-15

Branch Locations

10801 Mastin Street Suite 370, Overland Park, KS 66210 • United States

901 Kentucky Street Suite 204, Lawrence, KS 66044 • United States

Overland Parks, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 12/2006 Present
Bd Gwm, Inc Overland Park KS 01/2014 Present
Previous Registrations
  • 2007-03-05 → 2011-03-30
    Gateway Wealth Management, Inc.
    Overland Park, KS
  • 2005-01-10 → 2006-12-15
    Overland Park, KS
    Overland Park, KS
  • 2004-02-27 → 2006-12-15
    Legacy Financial Group, Inc.
    Overland Park, KS
Other Businesses

1. Infinitas Coordinated Wealth Counsel, as insurance agent selling fixed insurance products, as of 11/2003, spends 15% of time during market hours, conducted at branch, investment related. 2. BD GWM, INC., owner of private entity created as operating company for securities, investment advisory, and insurance business, as of 02/04/2013, spends 100% of time during market hours, conducted at branch, investment related. 3. Co-owner, WCBD, LLC; Private company used to facilitate securities and advisory business; as of 04/01/2021; 100% time spent during business hours; conducted at branch location; Investment related. 4. Co-Owner, Deaver and Schier Lakehouse, LLC; an entity created for the purpose of managing residential real estate in Barnett, Missouri, as of 08/12/2024; 0% time spent during business hours; Not Conducted at branch; Investment related. 5. Co-owner, BDSD Gramercy, LLC, an entity created for the purpose of buying and renting residential real estate in Overland Park, KS, as of 01/17/2026; 0% of time spent during business hours; Not conducted at branch; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-19
S63 Uniform Securities Agent State Law Examination 1993-07-27
  • S66 Uniform Combined State Law Examination
    2004-01-19
  • S63 Uniform Securities Agent State Law Examination
    1993-07-27
Designations
  • Certified Financial Planner

View on SEC IAPD

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