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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-10-10 |
| GA | RA | APPROVED | 2022-03-25 |
| TX | RA | APPROVED | 2022-03-24 |
Branch Locations
3280 Peachtree Road North East Suite1600, Atlanta, GA 30305 • United States
Saint Simons Island, GA • United States
Highlands, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Atlanta | GA | 01/2009 | 03/2022 |
| Morgan Stanley Smith Barney Llc | Atlanta | GA | 03/2022 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-23 |
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