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Douglas Fuentes

LPl Financial LLC

Fort Mill, SC

Peachtree City, GA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-12-07
  • GA RA
    APPROVED
    Since 2023-12-07

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Peachtree City, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc .ATlanta GA 03/2013 11/2016
Wells Fargo Bank Na Atlanta GA 03/2013 06/2023
Wells Fargo Clearing Services, Llc .ATlanta GA 11/2016 06/2023
Lpl Financial Llc Fort Mill SC 11/2023 Present
Unemployed Peachtree City GA 06/2023 11/2023
  • 03/2013 → 11/2016
    Wells Fargo Advisors, Llc
    .ATlanta, GA
  • 03/2013 → 06/2023
    Wells Fargo Bank Na
    Atlanta, GA
  • 11/2016 → 06/2023
    Wells Fargo Clearing Services, Llc
    .ATlanta, GA
  • 11/2023 → Present
    Lpl Financial Llc
    Fort Mill, SC
  • 06/2023 → 11/2023
    Unemployed
    Peachtree City, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-14
S63 Uniform Securities Agent State Law Examination 1996-01-31
S65 Uniform Investment Adviser Law Examination 1996-01-31
  • S66 Uniform Combined State Law Examination
    2017-12-14
  • S63 Uniform Securities Agent State Law Examination
    1996-01-31
  • S65 Uniform Investment Adviser Law Examination
    1996-01-31
Other Names
  • Doughlas Lee Fuentes
  • Douglas Lee Fuentes

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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