Ricardo Gregorio Serra

Current Employers

Employment History

• 06/1992 → 11/2018
  Signator Investors, Inc.
  Leesburg, FL
• 11/2018 → 08/2023
  Royal Alliance Associates, Inc.
  Leesburg, FL
• 08/2023 → Present
  Osaic Wealth, Inc
  Leesburg, FL

Previous Registrations

• 2015-04-17 → 2018-11-02
  Signator Investors, Inc.
  Leesburg, FL
  Leesburg, FL
  Tampa, FL

Other Businesses

1. THE PARTNERS NETWORK POSITION: none NATURE: INC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/05/2018 ADDRESS: 7700 W. Camino Real, sutie 300, Boca Raton HI 33433, United States DESCRIPTION: silent company 2. SIGNATURE FIANCIAL SOLUTIONS POSITION: Investment Advisor Representative conducting in securities investment advisory and insurance business under this business name NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 11/05/2018 ADDRESS: 2226 W.. Main St., Leesburg FL 34748, United States DESCRIPTION: conducting in securities investment advisory and insurance business under this business name 3. SIGNATURE FINANCIAL SOLUTIONS, LLC POSITION: Insurance Broker/ agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/05/2018 ADDRESS: 2226 W. Main St., Leesburg FL 34748, United States DESCRIPTION: sales and marketing of fixed annuities and non variable insurance 4. SERRA-FAVIS REVOCABLE TRUST POSITION: rental property owner NATURE: Trust INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2006 ADDRESS: 2226 W. Main St, Leesburg FL 34748, United States DESCRIPTION: rental property owner 5. RIWESA HOLDINGS POSITION: Manager-AR NATURE: Formed a LLC as the owner of my new apartments that I am renting. Primarily for asset protection that LLCs provide. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/09/2024 ADDRESS: 410 N. West St., Bushnell FL 33513, United States DESCRIPTION: Collect rent, make sure grass is cut which I hire a professional lawn company. Advertise for rent. 6. RICK SERRA, CLU, CHFC, LLC POSITION: president NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2025 ADDRESS: 2226 W. Main St., Leesburg FL 34748, United States DESCRIPTION: No Duties. Silent company for tax purposes. 7. ARIWESA LLC POSITION: manager NATURE: Will put rental properties in this LLC for liability protection. This is for my office and a retail store. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2025 ADDRESS: 8080 TREASURE ISLAND RD, Leessburg FL 34788, United States DESCRIPTION: just collect rent. I have not applied for the LLC name or received a EIN #. Just waiting on your approval 8. BRIWESA LLC POSITION: manager NATURE: Forming a LLC for a rental property. This is to provide a layer of personal liability protection. We have not yet applied for the name of the LLC or received a new EIN. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2025 ADDRESS: 8080 TREASURE ISLAND RD, Leessburg FL 34788, United States DESCRIPTION: collect and deposit rent. 9. CRIWESA LLC POSITION: manager NATURE: We are forming this LLC for a future rental property. We have not applied for the LLC name or received an EIN#. This is just to provide a layer or personal liability protection. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2025 ADDRESS: 8080 TREASURE ISLAND RD, Leessburg FL 34788, United States DESCRIPTION: collect rents and make deposits. 10. ZRIWESA HOLDINGS, LLC POSITION: manager NATURE: Just to hold the LLCs of rental properties we own for liability protection. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 2 START DATE: 01/23/2025 ADDRESS: 8080 Treasure Island Rd., Leesburg FL 34788, United States DESCRIPTION: Collect rents and made deposits to bank. I have not applied for a EIN yet. Just want you to know what I would like to do.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-07-19

Designations

Other Names

• Rick Serra
• Ricardo G Serra