David Ross Searcy

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-10-15
AL	RA	APPROVED	2013-02-20

TX RA
APPROVED_RES

Since 2020-10-15
AL RA
APPROVED

Since 2013-02-20

Branch Locations

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Morgan Stanley	Birmingham	AL	02/2013	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

02/2013 → Present

Morgan Stanley

Birmingham, AL
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

1999-11-09 → 2013-03-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Birmingham, AL

Birmingham, AL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-04-29
S63	Uniform Securities Agent State Law Examination	1992-09-22

S65 Uniform Investment Adviser Law Examination

1996-04-29
S63 Uniform Securities Agent State Law Examination

1992-09-22