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Surendra Vishnuprasad Dave

Edelman Financial Engines

Bethesda, MD

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-12-07
MD RA APPROVED 2018-11-01
  • TX RA
    APPROVED
    Since 2018-12-07
  • MD RA
    APPROVED
    Since 2018-11-01

Branch Locations

6550 Rock Spring Drive Suite 510, Bethesda, MD 20817 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edelman Financial Services Llc Fairfax VA 05/2013 11/2018
Ef Legacy Securities, Llc Henrico VA 04/2016 10/2018
Financial Engines Advisors L.L.C. Sunnyvale CA 11/2018 Present
  • 05/2013 → 11/2018
    Edelman Financial Services Llc
    Fairfax, VA
  • 04/2016 → 10/2018
    Ef Legacy Securities, Llc
    Henrico, VA
  • 11/2018 → Present
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
Previous Registrations
  • 2013-05-07 → 2018-11-01
    Edelman Financial Services, Llc
    Bethesda, MD
    Tysons Corner, VA
    Fairfax, VA
    Tysons Corner, VA
  • 1999-01-20 → 2013-05-23
    Strategic Advisers Llc
    Tysons Corner, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-07
S63 Uniform Securities Agent State Law Examination 1997-10-14
  • S65 Uniform Investment Adviser Law Examination
    1998-12-07
  • S63 Uniform Securities Agent State Law Examination
    1997-10-14
Designations

View on SEC IAPD

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