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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-11 |
| MA | RA | APPROVED | 2023-01-03 |
Branch Locations
255 State Street 5Th Floor, Boston, MA 02109 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Boston | MA | 01/2003 | Present |
CURRENTLY HAVE A MASSACHUSETTES REAL ESTATE SALESPERSON LICENSE. IT IS NOT CURRENTLY BEING USED. NO FIRM AFFILIATION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-26 |
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