Geoffrey Thompson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → Present
  Lpl Financial Llc
  Farmington Hills, MI

Previous Registrations

• 2010-10-06 → 2010-12-15
  Ubs Financial Services Inc.
  Troy, MI

Other Businesses

1. 12/09/10 - NO BUSINESS NAME - INV REL - 5216 PARK ST, WATERVLIET, MI 49098 - REAL ESTATE RENTAL - START 11/30/2010 - 2% OF TIME SPENT - I RENT A COTTAGE I OWN ON THE WEST SIDE OF MICHIGAN, TYPICALLY WEEKLY RENTALS. 2. 1/5/2015: GEOFF THOMPSON - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - START 12/29/2014 - 5 HR/MO ALL DURING SECS TRDG HRS - WEALTH ADVISOR/CFP: LIFE, HEALTH, DISABILITY, LTC, FIXED ANNUITIES 3. 7/10/2019 - GT Financial LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2018 - 1 Hour Per Month During Securities Trading - Tax purposes only will not be held out to the public. 4. 2/5/2021 - Gypsy Trail LLC - Investment Related - 5216 Park St Watervliet, MI 49098 - Business Entity For Tax/Investment Purposes Only - Start Date: 10/4/2019 - 4 Hours Per Month/1 Hour During Securities Trading - Created only for liability shielding purposes.

Exams

• S66 Uniform Combined State Law Examination
  2007-08-22
• S63 Uniform Securities Agent State Law Examination
  1992-12-01

Designations

• Certified Financial Planner

Other Names

• Geoffrey Norris Thompson