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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2017-03-25
  • NH RA
    APPROVED
    Since 2017-03-25

Branch Locations

1295 State Street, Springfield, MA 01111 • United States

Londonderry, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securiteis Boston MA 01/2001 03/2017
Mml Investors Services, Llc Charlotte NC 03/2017 Present
Massmutual Springfield MA 03/2017 Present
  • 01/2001 → 03/2017
    Metlife Securiteis
    Boston, MA
  • 03/2017 → Present
    Charlotte, NC
  • 03/2017 → Present
    Massmutual
    Springfield, MA
Previous Registrations
  • 2012-02-15 → 2017-03-25
    Msi Financial Services, Inc.
    Charlotte, NC
    Somerset, NJ
    Boston, MA
    Londonderry, NH
    Aurora, IL
    Derry, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-07
S65 Uniform Investment Adviser Law Examination 1999-02-11
S63 Uniform Securities Agent State Law Examination 1993-07-02
  • S66 Uniform Combined State Law Examination
    2010-09-07
  • S65 Uniform Investment Adviser Law Examination
    1999-02-11
  • S63 Uniform Securities Agent State Law Examination
    1993-07-02

View on SEC IAPD

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