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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-23 |
| TX | RA | APPROVED_RES | 2025-01-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Herbert J Sims & Co, Inc | Boca Raton | FL | 06/2010 | 01/2018 |
| Stoever Glass & Co | New York | NY | 01/2018 | 01/2025 |
| Stoever Glass Wealth Mgmt Inc | New York | NY | 01/2018 | 01/2025 |
| Stoever Glass Insurance Agency | New York | NY | 01/2018 | 01/2025 |
| Lpl Financial Llc | Coconut Creek | FL | 01/2025 | Present |
1- 01/2025 / GMR Wealth Advisors, LLC / DBA for LPL Business (entity for LPL business) / Inv Rltd / 200 Hrs Mnth / 8 hrs during trading / start 01/10/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-02-12 |
| S66 | Uniform Combined State Law Examination | 2010-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-12 |
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