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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-06-22 |
| TX | RA | APPROVED_RES | 2020-06-22 |
Branch Locations
1400 Rocky Ridge Drive Suite 250, Roseville, CA 95661 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Roseville | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Roseville | CA | 11/2016 | 04/2020 |
| Robert W Baird | Roseville | CA | 06/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-06 |
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