Betty Parrish Andrews

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-02-13
NC	RA	APPROVED	2007-12-07

TX RA
APPROVED_RES

Since 2015-02-13
NC RA
APPROVED

Since 2007-12-07

Branch Locations

Elon, NC • United States

3120 S Church St Ste 102, Burlington, NC 27215 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Burlington	NC	10/2007	Present

10/2007 → Present

Lpl Financial, Llc

Burlington, NC

Previous Registrations

2005-01-03 → 2007-11-15

Truist Investment Services, Inc.

Burlington, NC

Winston-Salem, NC

Walkertown, NC

Morganton, NC

Winston Salem, NC

Boone, NC

Yadkinville, NC

Burlington, NC

Greensboro, NC

High Point, NC

Greensboro, NC

Lexington, NC

Mocksville, NC

Rural Hall, NC

North Wilkesboro, NC

Graham, NC

Burlington, NC

Mebane, NC

Winston-Salem, NC

Burlington, NC

Burlington, NC
2002-09-30 → 2005-01-03

Ncf Financial Services, Inc.

Burlington, NC
2000-12-31 → 2002-09-30

Invest Financial Corporation

Burlington, NC

Other Businesses

1. 09/12/2007 - BETTY ANDREWS INVESTMENT MANAGEMENT - INV REL - AT REPORTED LOCATIO - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 08/19/2015 - NO BUSINESS NAME - INV REL - 303 GREEN COURT, ELON, NC 27244 - REAL ESTATE RENTAL - START 08/01/2015 - 2 HOURS PER MONTH, 0 DURING TRADING - 507 CENTRAL AVENUE, BURLINGTON, NC 27215 BOUGHT RENTAL HOUSE. 3. 5/16/2019 - No Business Name - Investment Related - Home Based & Burlington, NC 27215 - Real Estate Rental - Started 05/14/2018 - 1 Hours Per Month/0 Hours During Securities Trading - Former office is now being leased. Also Rental House. 4. 5/16/2019 - No Business Name - Investment Related - Home Based & Burlington, NC 27215 - Real Estate Rental - Owner - Started 09/10/2018 - 1 Hours Per Month/0 Hours During Securities Trading. 5. 10/30/2019 - Equitable - Investment related - At reported business location(s) - Non-Variable Insurance - start date:10/23/2019 - 1 hr/mo - 0 hrs during trading. 6. 09/26/2023 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) -Start Date 08/30/2023 - 1 Hour Per Month/ 0 Hours During Trading 7. 09/26/2023 - Real Estate Rental - Investment Related - Chapel Hill, NC - Start Date 01/01/2014 - 0 Hours Per Month/ During Trading 8. 09/29/2025- Real Estate Rental- INV Related- At Burlington, NC- Start date 07/31/2025

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-07-30
S63	Uniform Securities Agent State Law Examination	1992-09-10

S65 Uniform Investment Adviser Law Examination

1996-07-30
S63 Uniform Securities Agent State Law Examination

1992-09-10

Other Names

Betty P Andrews

View on SEC IAPD