Karen Godwin Goddard

Current Employers

Employment History

• 04/2009 → 06/2024
  Securities America, Inc.
  Newburyport, MA
• 03/2016 → 06/2024
  Securities America Advisors
  Newburyport, MA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Newburyport, MA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Newburyport, MA

Previous Registrations

• 2016-05-09 → 2024-06-14
  Securities America Advisors, Inc.
  Newburyport, MA
• 1998-03-25 → 2003-12-31
  Signator Investors, Inc.
  Andover, MA
  Andover, MA

Other Businesses

1. SECURITIES AMERICA ADVISORS- IAR- INVESTMENT ADVISORY-INVESTMENT RELATED-START DATE: 3/2016 LOCATED AT 5 WATER ST UNIT 5B; NEWBURYPORT, MA 01950 2. KAREN GODDARD POSITION: Life insurance advisor NATURE: INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 06/2007 - LOCATED AT 5 WATER STREET, UNIT 5B, NEWBURYPORT, MA 01950 INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2007 ADDRESS: 5 Water Street, Ste 5B, Newburyport MA 01950, United States DESCRIPTION: I provide life insurance advice and sell life insurance products based on individual client needs. 3. LIBERTY TAX POSITION: tax preparer NATURE: Clipper Ship Ventures LLC, franchise of Liberty Tax INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 01/02/2017 ADDRESS: 5 Water Street, Suite 5C, Newburyport MA 01950, United States DESCRIPTION: I am a half owner of this franchise and I am a tax preparer. 4. PRESCOTTS BATALLION POSITION: Fifer NATURE: I play the fife in a fife and drum corp and sometimes earn money. I earn about $400 a year. INVESTMENT RELATED: No NUMBER OF HOURS: 9 SECURITIES TRADING HOURS: 0 START DATE: 09/30/2024 ADDRESS: 4 Poplar Terrace, North Reading MA 01864, United States DESCRIPTION: I play the fife and perform at various venues with this fife and drum corps. We have very few gigs a year and sometimes I get paid.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-03-02
• S63 Uniform Securities Agent State Law Examination
  1992-09-04

Other Names

• Karen Goddard