Frank Watson Wall

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Columbia, SC
• 11/2016 → 07/2023
  Wells Fargo Clearing Services, Llc
  Columbia, SC
• 07/2023 → Present
  Osaic Wealth, Inc.
  Columbia, SC

Previous Registrations

• 2002-06-15 → 2023-07-19
  Wells Fargo Clearing Services, Llc
  Columbia, SC
  Columbia, SC

Other Businesses

1. 2849 WEALTH POSITION: Wealth Manager NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 300 SECURITIES TRADING HOURS: 125 START DATE: 07/14/2023 ADDRESS: 140 Stoneridge Dr, Suite 430, Columbia SC 29210, United States DESCRIPTION: Wealth Manager and Financial Planner, dba 2849 Wealth

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-09-20
• S63 Uniform Securities Agent State Law Examination
  1994-08-26

Designations

• Certified Financial Planner

Other Names

• Frank Wall
• Frank W. Wall