Brett David Cole

Current Employers

Employment History

• 07/2007 → Present
  Tycor Asset Management, Inc.
  Berwyn, PA
• 07/2007 → Present
  Tycor Benefit Administrators, Inc.
  Berwyn, PA
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Berwyn, PA
• 08/2007 → Present
  Kestra Investment Services, Llc
  Berwyn, PA

Previous Registrations

• 2007-08-07 → 2015-12-31
  Tycor Asset Management, Inc.
  Berwyn, PA
• 2001-09-21 → 2007-12-05
  Manchester Advisors
  Huntingdon Valley, PA

Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: TYCOR BENEFIT ADMINISTRATORS TYCOR FINANCIAL GROUP POSITION: Employee NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 07/30/2007 ADDRESS: 955 Chesterbrook Blvd, Suite 310, Wayne PA 19087, United States DESCRIPTION: Financial Planning Investment Advisory Business Name: TYCOR ASSET MANAGEMENT, INC AND TYCOR FINANCIAL GROUP POSITION: Financial & Investment Specialist NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/30/2007 ADDRESS: 955 Chesterbook Blvd, Suite 310, Wayne PA 19087, United States DESCRIPTION: Investment advice Financial Planning

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-04-25
• S63 Uniform Securities Agent State Law Examination
  1992-08-07

Designations