Jungtsan James Lee

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2002 → Present
  World Financial Group
  West Covina, CA
• 02/2000 → Present
  Kingho Managers Inc
  Irvine, CA
• 01/2012 → Present
  Transamerica Financial Advisors, Inc
  West Covina, CA
• 03/2012 → 09/2017
  J.D. Leos, Inc.
  Rosemead, CA
• 11/2017 → Present
  Star Max Universal
  Rancho Cucamonga, CA

Previous Registrations

• 2006-09-11 → 2010-02-25
  Investment Advisors International, Inc.
  Irvine, CA

Other Businesses

"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." Kingho Managers Inc./ 0200-Present/ Investment Related: No / 46 Havenwood Irvine, CA 92614 / President / This is a pass thorough entity to report tax / Hrs Work Monthly: 50% / Sec Trading Hrs: NA / Report tax return and pay bills. Star Max Universal/ 11.1.2017/ Realtor/ 10681 E Foothill Blvd Ste 210 Rancho Cucmonga CA 91730/ Independent Realtor to buy or sell real estate/ 10HR/MTH/ Non Investment Related/ Approved with Restrictions

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-08-07
• S63 Uniform Securities Agent State Law Examination
  1992-09-25

Other Names

• Jungtsan Lee
• James Lee