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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-06-25 |
| AR | RA | APPROVED | 2005-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Harrison | AR | 09/2005 | Present |
1. 01/20/2011 - The Nest Financial - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 08/12/2015 - NI BUSINESS NAME - INV REL - 1800 Capps Road, #14 Harrison AR 72601 - Non-Variable Insurance-commission trails only - START 08/11/2015 - 2 HOURS PER MONTH, 2 DURING TRADING - servicing only 3. 01/03/2018 - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Territory Representative - Start Date 1/1/2018 - 8 Hours Per Month/4 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-28 |
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