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Layne Allison Ragsdale

LPl Financial LLC

Harrison, AR

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-06-25
AR RA APPROVED 2005-11-29
  • TX RA
    APPROVED_RES
    Since 2009-06-25
  • AR RA
    APPROVED
    Since 2005-11-29

Branch Locations

Harrison, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Harrison AR 09/2005 Present
Other Businesses

1. 01/20/2011 - The Nest Financial - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 08/12/2015 - NI BUSINESS NAME - INV REL - 1800 Capps Road, #14 Harrison AR 72601 - Non-Variable Insurance-commission trails only - START 08/11/2015 - 2 HOURS PER MONTH, 2 DURING TRADING - servicing only 3. 01/03/2018 - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Territory Representative - Start Date 1/1/2018 - 8 Hours Per Month/4 Hours During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-28
  • S66 Uniform Combined State Law Examination
    2005-11-28
Designations
Other Names
  • Layne Allison Dean
  • Layne Allison Lewis
  • Layne Allison Dean
  • Allison Wheeler Layne
  • Layne Allison Wheeler

View on SEC IAPD

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