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Barbara Ann Harger

Hightower Advisors, LLC

Dallas, TX

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-19
  • TX RA
    APPROVED
    Since 2022-07-19

Branch Locations

8411 Preston Road Suite 700, Dallas, TX 75225 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Capital Financial Advisers, Llc Newport Beach CA 02/2018 05/2019
Valuteachers Inc Newnan GA 09/2016 01/2018
Fisher Investments Plano TX 06/2019 07/2022
Hightower Advisors, Llc Dallas TX 07/2022 Present
  • 02/2018 → 05/2019
    United Capital Financial Advisers, Llc
    Newport Beach, CA
  • 09/2016 → 01/2018
    Valuteachers Inc
    Newnan, GA
  • 06/2019 → 07/2022
    Fisher Investments
    Plano, TX
  • 07/2022 → Present
    Hightower Advisors, Llc
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-15
S63 Uniform Securities Agent State Law Examination 1992-08-13
  • S66 Uniform Combined State Law Examination
    2000-08-15
  • S63 Uniform Securities Agent State Law Examination
    1992-08-13
Designations
Other Names
  • Barb Harger
  • Barbara Ann Harger
  • Barbara Ann Harger
  • Barbara Ann Harger
  • Barbara Ann Harger
  • Barbara Ann Harger

View on SEC IAPD

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