Marco Antonio Rodriguez

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1992 → Present
  Principal Securities Inc
  Elk Grove, CA
• 07/1998 → Present
  Principal Life Insurance Co.
  Elk Grove, CA

Other Businesses

***MEXICAN CULTURAL CENTER OF NORTHERN CA. 04/2010-PRESENT. MEMBER OF BOARD, PRESIDENT. NOT INVESTMENT RELATED. ***Outside Insurance; Investment Related; ; Agent; Selling outside Life & group health insurance; Start Date: ; 4 hrs per month; during trading hours. ***CIEN AMIGOS, BOARD MEMBER, 12/23/14. ***University Enterprise Inc; Not Investment Related; Elk Grove, CA; Board Member; Board member community member, voting board member, no check writing capability or handling of funds; Start Date: 09/30/2019; 1 hrs per month; 0 during trading hours. INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/28/2021 ADDRESS: 9245 Laguna Springs Dr., Ste. 100, Elk Grove CA 95758, United States DESCRIPTION: Selling outside Life, group health insurance, LTC, Annuities, Disability & Supplemental products PRIDE INDUSTRIES INC. POSITION: Board Director NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/27/2022 ADDRESS: 10030 Foothills Blvd, Roseville CA 95747, United States DESCRIPTION: Participate in board of director meetings. 4 meeting a year 1 of 15 board members - Board Member at Large, voting member on business issues related to the organization UNIVERSITY ENTERPRISE INC POSITION: Secretary/Treasurer NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/12/2022 ADDRESS: 6000 J St, Sacramento CA 95819, United States DESCRIPTION: Secretary/Treasurer community member, voting board member, no check writing capability or handling of funds. Part of Executive Board, will attend 8 board meetings a year and present minutes to prior board meetings.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-12-13
• S63 Uniform Securities Agent State Law Examination
  1992-10-22

Other Names

• Marco Antonio Rodriquez