William Joseph Malcolm

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1992 → 12/2016
  Cantor Fitzgerald
  Los Angeles, CA
• 12/2015 → 03/2023
  3C Family Of Companies
  Sun Valley, CA
• 03/2023 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 03/2023 → Present
  Northwestern Mutual Investment Services Llc
  Westlake Vlg, CA
• 07/2023 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. 100% OWNER, 120 COUNTRY CLUB DRIVE #44, 120 COUNTRY CLUB DRIVE #44, INCLINE VILLAGE, , NEVADA, 89451, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 06/12/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER OF RENTAL PROPERTY. BOOKING MANAGING ETC IS HANDLED BY A VACATION RENTAL PROPERTY MANAGER IN INCLINE VILLAGE 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, INVESTMENT RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2023-04-29
• S63 Uniform Securities Agent State Law Examination
  1992-12-31

Other Names

• Bill Malcolm
• Bill Malcolm