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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-02 |
| CO | RA | APPROVED | 2026-01-02 |
| FL | RA | APPROVED | 2026-01-02 |
| KY | RA | APPROVED | 2026-01-02 |
| MD | RA | APPROVED | 2026-01-02 |
| OR | RA | APPROVED | 2026-01-02 |
| SC | RA | APPROVED | 2026-01-02 |
| VT | RA | APPROVED | 2026-01-02 |
| VA | RA | APPROVED | 2025-04-14 |
| TX | RA | APPROVED_RES | 2022-10-10 |
| NY | RA | APPROVED | 2021-05-06 |
| CT | RA | APPROVED | 2020-09-09 |
| PA | RA | APPROVED | 2019-08-14 |
| ME | RA | APPROVED | 2016-03-18 |
| NH | RA | APPROVED | 2012-07-16 |
| MA | RA | APPROVED | 2008-02-07 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Guardian Life Insurance Company | Needham | MA | 07/1996 | 03/2018 |
| Park Avenue Securities Llc | Needham | MA | 05/1999 | 03/2018 |
| Guardian Life Insurance | Auburndale | MA | 03/2018 | Present |
| Park Avenue Securities | Auburndale | MA | 03/2018 | Present |
1. Outside Insurance-I occasionally sell insurance products to clients that are outside of Guardian's product line Start: 01/15/1997 Address: 2120 Commonwealth Avenue, Suite 200 Auburndale, MA 02466 2 bus hrs per month Investment related 2) Commonwealth Bass Anglers Kayak Series-Director, Nature of Business: kayak bass fishing tournament trail, Start date: 03/13/2026, Address: 371 Central Street, Auburndale, MA 02466, Duties: Hosting and managing local kayak bass fishing tournaments, 2o total hours per month; 0 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-29 |
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