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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-02
CO RA APPROVED 2026-01-02
FL RA APPROVED 2026-01-02
KY RA APPROVED 2026-01-02
MD RA APPROVED 2026-01-02
OR RA APPROVED 2026-01-02
SC RA APPROVED 2026-01-02
VT RA APPROVED 2026-01-02
VA RA APPROVED 2025-04-14
TX RA APPROVED_RES 2022-10-10
NY RA APPROVED 2021-05-06
CT RA APPROVED 2020-09-09
PA RA APPROVED 2019-08-14
ME RA APPROVED 2016-03-18
NH RA APPROVED 2012-07-16
MA RA APPROVED 2008-02-07
  • CA RA
    APPROVED
    Since 2026-01-02
  • CO RA
    APPROVED
    Since 2026-01-02
  • FL RA
    APPROVED
    Since 2026-01-02
  • KY RA
    APPROVED
    Since 2026-01-02
  • MD RA
    APPROVED
    Since 2026-01-02
  • OR RA
    APPROVED
    Since 2026-01-02
  • SC RA
    APPROVED
    Since 2026-01-02
  • VT RA
    APPROVED
    Since 2026-01-02
  • VA RA
    APPROVED
    Since 2025-04-14
  • TX RA
    APPROVED_RES
    Since 2022-10-10
  • NY RA
    APPROVED
    Since 2021-05-06
  • CT RA
    APPROVED
    Since 2020-09-09
  • PA RA
    APPROVED
    Since 2019-08-14
  • ME RA
    APPROVED
    Since 2016-03-18
  • NH RA
    APPROVED
    Since 2012-07-16
  • MA RA
    APPROVED
    Since 2008-02-07

Branch Locations

371 Central Street, Auburndale, MA 02466 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
The Guardian Life Insurance Company Needham MA 07/1996 03/2018
Park Avenue Securities Llc Needham MA 05/1999 03/2018
Guardian Life Insurance Auburndale MA 03/2018 Present
Park Avenue Securities Auburndale MA 03/2018 Present
  • 07/1996 → 03/2018
    The Guardian Life Insurance Company
    Needham, MA
  • 05/1999 → 03/2018
    Needham, MA
  • 03/2018 → Present
    Guardian Life Insurance
    Auburndale, MA
  • 03/2018 → Present
    Park Avenue Securities
    Auburndale, MA
Other Businesses

1. Outside Insurance-I occasionally sell insurance products to clients that are outside of Guardian's product line Start: 01/15/1997 Address: 2120 Commonwealth Avenue, Suite 200 Auburndale, MA 02466 2 bus hrs per month Investment related 2) Commonwealth Bass Anglers Kayak Series-Director, Nature of Business: kayak bass fishing tournament trail, Start date: 03/13/2026, Address: 371 Central Street, Auburndale, MA 02466, Duties: Hosting and managing local kayak bass fishing tournaments, 2o total hours per month; 0 during securities trading hours, Not investment related,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-13
S63 Uniform Securities Agent State Law Examination 1992-12-29
  • S65 Uniform Investment Adviser Law Examination
    2007-10-13
  • S63 Uniform Securities Agent State Law Examination
    1992-12-29

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