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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED_RES | 2021-01-13 |
| NC | RA | APPROVED | 2020-08-24 |
| CT | RA | APPROVED | 2009-09-04 |
Branch Locations
6000 Fairview Rd Ste 800, Charlotte, NC 28210 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | Present |
BRADFORD FIVE LLC, NOT INV RELATED, NEW YORK, NY, 100% OWNER, START 1/2014, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: SHELL COMPANY.| RENTAL PROPERTY, INV RELATED, PAWLEYS ISLAND, SC, 100% OWNERSHIP WITH SPOUSE, START 6/1/2022, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING.| SUNBURST FIVE LLC; INV. RELATED; PAWLEYS ISLAND, SC; 20% OWNERSHIP; OWNS RENTAL PROPERTY; START DATE 11/7/2022; 1 HR PER MONTH; 0 HRS DURING TRADING.|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-26 |
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