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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-02-20 |
| NY | RA | APPROVED | 2021-03-22 |
| TX | RA | APPROVED_RES | 2021-02-03 |
Branch Locations
180 Park Ave Suite 203, Florham Park, NJ 07932 • United States
Fair Haven, NJ • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | San Diego | CA | 07/2009 | 10/2017 |
| Hightower Advisors, Llc | Chicago | IL | 09/2010 | 10/2017 |
| Rbc Capital Markets, Llc | Minneapolis | MN | 10/2017 | 03/2019 |
| Rockefeller Financial Llc | New York | NY | 03/2019 | 02/2025 |
| Rockefeller Financial Llc | Paramus | NJ | 02/2025 | 04/2025 |
| Rockefeller Financial Llc | Florham Park | NJ | 04/2025 | Present |
Michael Parker, along with his father, is co-author of the book, "The Positive Influence: Helping People Become Their Best Self." Michael will receive commissions from the sales of this book. He will spend approximately 8 hours per month on this OBA, and 0 hours per trading day on this OBA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-20 |
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