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46 Southfield Avenue Suite 200, Stamford, CT 06902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2014-05-27 |
| CA | RA | APPROVED | 2014-05-16 |
Branch Locations
46 Southfield Avenue Suite 200, Stamford, CT 06902 • United States
46 Southfield Avenue Suite 200, Stamford, CT 06902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mischler Financial Group, Inc. | Stamford | CT | 02/2011 | Present |
| Rampart Asset Management Llc | Old Greenwich | CT | 12/2013 | Present |
1) Rampart Asset Management LLC; Investment related; 46 Southfield Ave, Ste. 200, Stamford, CT 06902; Registered Investment Advisor firm; Registered Investment Advisor/CEO; Started 12/2013, company became active 11/20/2024; 8 hrs monthly; 8 hrs. during securities trading hrs; Investment advisory services 2) Mischler Financial Group, Inc; Investment related; 46 Southfield Ave, Ste. 200, Stamford CT 06902; Broker Dealer; CEO/Chairman/Principal/Owner; Started 2/2011; 160 hrs monthly; 160 hrs. monthly during securities trading hrs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-18 |
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