Michael John Gordon

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 05/2017
  Capital Guardian Llc
  Winter Park, FL
• 07/2014 → 02/2018
  Capital Guardian Wealth Manangement Llc
  Winter Park, FL
• 05/2017 → 02/2018
  Kovack Securities, Inc.
  Fort Lauderdale, FL
• 02/2018 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 02/2018 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Winter Park, FL
• 01/2024 → Present
  Osaic Wealth, Inc.
  Winter Park, FL

Previous Registrations

• 2019-03-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Winter Park, FL
• 2018-02-13 → 2019-03-01
  Questar Asset Management, Inc.
  Winter Park, FL
  Sanford, FL
  Minneapolis, MN
• 2014-07-08 → 2018-02-12
  Capital Guardian Wealth Management, Llc
  Miami, FL
• 2009-08-28 → 2014-07-14
  Moors & Cabot, Inc.
  Maitland, FL
• 2005-11-23 → 2009-09-02
  Janney Montgomery Scott Llc
  Orlando, FL
• 2003-07-01 → 2005-11-23
  Wells Fargo Clearing Services, Llc
  Orlando, FL
• 2000-11-22 → 2003-07-01
  Prudential Equity Group, Llc
  Orlando, FL

Other Businesses

1) GCG WEALTH MANAGEMENT INC. POSITION: Wealth Manager NATURE: LLC and DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 150 START DATE: 02/08/2018 ADDRESS: 1555 Howell Branch Rd, Suite A-2, Winter Park FL 32789, United States DESCRIPTION: Service securities clients under DBA name of GCG Wealth Management and offer fixed income, annuities, and life insurance.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-07
• S63 Uniform Securities Agent State Law Examination
  2000-12-01

Other Names

• Mike Gordon
• Michael J Gordon