Best Investors
Account
Sign in
Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-02-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 02/2011 | Present |
| Bank Of America, N.A. | Houston | TX | 04/2011 | Present |
I*1556316 For profit or not for profit: Entity Charitable Name of outside business organization: Kingwood Methdist Church Investment related: N Address of business: Kingwood, Texas, 77339, United States Nature of business: ["Church or Religious Organization"] Position, title, association: ["Committee"], [["Finance committee"]] Start date of relationship: 1/1/2024 Number of hours devoted: 24 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Serve on the Finance committee of local church. Guidance without final decision making responsibilties
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-02 |
Reach out to this advisor