Best Investors
Account
Sign in
Best Investors
Account
Sign in
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2020-10-13 |
| TX | RA | APPROVED | 2020-10-12 |
Branch Locations
800 South Gay Street Suite 2600, Knoxville, TN 37929 • United States
Knoxville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Knoxville | TN | 11/2004 | 10/2020 |
| Bank Of America, N.A. | Knoxville | TN | 12/2009 | 10/2020 |
| Ubs Financial Services Inc. | Knoxville | TN | 10/2020 | Present |
I*97681 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SEQUOYAH HILLS PRESBYTERIAN CHURCH INVESTMENT RELATED: N ADDRESS OF BUSINESS: KNOXVILLE, TENNESSEE 37919 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 7/1/2014 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I SIT ON THE BUDGET & FINANCE COMMITTEE OF MY CHURCH 2) NAME OF OTHER BUSINESS:SHPC Benevolence Foundation / INVESTMENT RELATED?: N / ADDRESS: 3700 Keowee AveKnoxvilleTN / NATURE OF THE BUSINESS:Working with local charities in the Knoxville TN area/ POSITION:Member of Board of directors/ DUTIES:Review of funding local not for profit charities in Knoxville TN / START DATE:6/1/23
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-14 |
Reach out to this advisor