John Vianney Mooney

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2007 → 10/2022
  Ubs Financial Services Inc.
  Pepper Pike, OH
• 10/2022 → 07/2023
  Rockefeller Financial Llc
  Woodmere, OH
• 08/2023 → 09/2023
  Rockefeller Financial Llc
  Highland Heights, OH
• 09/2023 → Present
  Rockefeller Financial Llc
  Beachwood, OH

Previous Registrations

• 2007-02-09 → 2022-10-18
  Ubs Financial Services Inc.
  Pepper Pike, OH
  Pepper Pike, OH
  Pepper Pike, OH
  Pepper Pike, OH
• 2000-02-15 → 2007-02-09
  Keybanc Capital Markets Inc.
  Pepper Pike, OH
  Pepper Pike, OH

Other Businesses

1J Management LLC / 1111 Superior Ave. Suite 1000 Celveland,Ohio 44114 / Partnership/ Real Estate / Residential real estate investing / Partner / / Provide investment dollars / Start Date 2/8/16 2 )JAMINPOMPANO LLC; Investment related; 3231 NE 15th Street Pompano Beach, FL 33062; Property rental; Manager; 01/20/2025; 0 hours a month and 0 hours during trading hours; Rental property.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-23
• S63 Uniform Securities Agent State Law Examination
  1992-10-28