Kenneth John Borg

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1994 → 08/2023
  Comerica Securities
  Boston, MA
• 08/2023 → 02/2026
  Ameriprise Financial Services, Llc
  Grosse Pointe Woods, MI
• 02/2026 → Present
  Raymond James & Associates, Inc
  Grosse Pointa Farms, MI

Previous Registrations

• 2023-08-21 → 2026-03-09
  Ameriprise Financial Services, Llc
  Grosse Pointe Woods, MI
  Grosse Pointe Farms, MI
• 2004-07-20 → 2023-11-06
  Comerica Securities
  Detroit, MI
  Grosse Pointe Woods, MI
  Grosse Pointe Woods, MI

Other Businesses

(1)Name of Business: Comino Properties LLC Address: 47 Beaupre Ave, Grosse Pointe Farms, MI, 48236, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 10/01/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Racers Technology Group LLC Address: 47 Beaupre Ave, Grosse Pointe Farms, MI, 48236, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 04/05/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams

• S66 Uniform Combined State Law Examination
  2004-07-19
• S63 Uniform Securities Agent State Law Examination
  1992-10-12

Other Names

• Kenneth John Borg