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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-02-27 |
| NY | RA | APPROVED | 2024-11-04 |
Branch Locations
Bluffton, SC • United States
500 North Broadway Suite 251 & 251 A, Jericho, NY 11753 • United States
275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Jericho | NY | 09/2003 | 06/2024 |
| Securities America Advisors, Inc. | Jericho | NY | 09/2003 | 06/2024 |
| Osaic Wealth, Inc. | Jericho | NY | 06/2024 | 11/2024 |
| Osaic Wealth, Inc. | Jericho | NY | 06/2024 | 11/2024 |
| Commonwealth Financial Network | Waltham | MA | 11/2024 | Present |
| Full Spectrum Financial Solutions | Jericho | NY | 11/2024 | Present |
1. Fixed insurance sales; as of 10/21/2024; 10% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-10-14 |
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