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Employer firm

United Capital Financial Advisors CRD 134600

$24.6B regulatory AUM 160 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
United Capital Financial Advisors

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-10-22
  • CO RA
    APPROVED
    Since 2025-10-22

Branch Locations

401 West Mountain Ave Ste 101, Fort Collins, CO 80521 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Capital Financial Advisers, Llc Fort Collins CO 07/2010 Present
Girard Securities, Inc. San Diego CA 04/2013 11/2017
Cetera Advisor Networks Llc El Segundo CA 11/2017 08/2020
Lion Street Financial Fort Collins CO 02/2024 11/2025
Integrity Alliance, Llc. Fort Collins CO 11/2025 Present
  • 07/2010 → Present
    United Capital Financial Advisers, Llc
    Fort Collins, CO
  • 04/2013 → 11/2017
    Girard Securities, Inc.
    San Diego, CA
  • 11/2017 → 08/2020
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 02/2024 → 11/2025
    Lion Street Financial
    Fort Collins, CO
  • 11/2025 → Present
    Integrity Alliance, Llc.
    Fort Collins, CO
Other Businesses

1. ETSY RETAIL.; NOT INVESTMENT RELATED; FORT COLLINS, COLORADO; SELLING ESSAYS, CHECKLISTS, AND WORKSHEETS RELATING TO PARENTING AND ORGANIZATION; OWNER.; OWNER; APRIL 2026; 4 HOURS PER MONTH; 0 HOURS DURIING SECURITIES TRADING HOURS; DUTIES INCLUDE SELLING ESSAYS, CHECKLISTS, AND WORKSHEETS RELATING TO PARENTING AND ORGANIZATION. 2. COLORADO NOTARY - SECRETARY OF STATE; NO. NOT INVESTMENT-RELATED ACTIVITY, INCLUDING RAISING CAPITAL OR ISSUING DEBT; FORT COLLINS, CO 80521; NATURE OF THE OTHER BUSINESS: FOLLOWING COLORADO STATE PROTOCOL TO NOTARIZE DOCUMENTS; NOTARY; JULY 2025; 1 HOUR PER MONTH; 1 HOUR DURING SECURITIES TRADING HOURS; NOTARIZE DOCUMENTS IN ACCORDANCE WITH COLORADO STATE NOTARY PROTOCOLS AND REQUIREMENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-22
S63 Uniform Securities Agent State Law Examination 2000-02-09
  • S66 Uniform Combined State Law Examination
    2025-10-22
  • S63 Uniform Securities Agent State Law Examination
    2000-02-09
Other Names
  • Kristin Sandahl Andrews-Howe
  • Kristin Sandahl Andrews
  • Kristin Sandahl Howe

View on SEC IAPD

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