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Bryan Raymond Paquette

Cetera Investment Advisers LLC

Glastonbury, CT

CRD 2261683

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • CT RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

Glastonbury, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Previous Registrations
  • 2007-10-30 → 2013-09-03
    Walnut Street Securities, Inc.
    Bloomfield, CT
    Bloomfield, CT
  • 2006-06-19 → 2007-10-01
    Voya Financial Partners, Llc
    Windsor, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-17
S63 Uniform Securities Agent State Law Examination 1992-10-02
  • S65 Uniform Investment Adviser Law Examination
    2006-06-17
  • S63 Uniform Securities Agent State Law Examination
    1992-10-02

View on SEC IAPD

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