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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2015-07-20 |
| TX | RA | APPROVED_RES | 2009-10-05 |
Branch Locations
1100 Poydras St Ste 1000, New Orleans, LA 70163-1000 • United States
Covington, LA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | New Orleans | LA | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | New Orleans | LA | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | New Orleans | LA | 03/2020 | Present |
Real Estate Ownership; Multi-Family; 7200 Willow Dr.New Orleans, LA 701184-Plex, ,; ; . Independent Insurance Brokering; Midland National; 07/21/2023; Fixed Annuity. Other Business Activities; None; I currrently own rental property in the city of New Orleans that is mananged by an outside party that is a client. Maurice Guillot is the property manager and has been since 2006. He became a client of mine 2011.; 7720 Willow St.New Orleans, LA 70181, ,; ; 03/01/2006; 0 hours per month; .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-13 |
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