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Michael Richard Broderick

Turtair Capital Advisors

Zionsville, IN

CRD 2261560

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Employer firm

Turtair Capital Advisors CRD 152256

$91.5M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Turtair Capital Advisors

Zionsville, IN • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-09
IN RA APPROVED 2012-10-18
  • TX RA
    APPROVED_RES
    Since 2026-03-09
  • IN RA
    APPROVED
    Since 2012-10-18

Branch Locations

Zionsville, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcc Financial Advisors, Llc Deerfield IL 10/2009 Present
  • 10/2009 → Present
    Mcc Financial Advisors, Llc
    Deerfield, IL
Previous Registrations
  • 2007-04-20 → 2009-10-08
    Credit Suisse Securities (Usa) Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-19
S63 Uniform Securities Agent State Law Examination 1995-05-05
  • S65 Uniform Investment Adviser Law Examination
    2007-04-19
  • S63 Uniform Securities Agent State Law Examination
    1995-05-05
Other Names
  • Mike Broderick

View on SEC IAPD

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