David Anthony Giddings

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2006 → 01/2024
  Woodbury Financial Services
  Germantown, WI
• 01/2024 → Present
  Osaic Wealth, Inc.
  Hartland, WI

Previous Registrations

• 2006-12-11 → 2024-01-19
  Woodbury Financial Services, Inc.
  Germantown, WI
  Naples, FL
  Hartland, WI
• 2005-07-19 → 2006-12-07
  Principal Securities, Inc.
  Milwaukee, WI
  Wauwatosa, WI

Other Businesses

1) VIZANCE, INC. POSITION: Financial Advisor NATURE: Corporation. Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/06/2006; ADDRESS: 1320 Walnut Ridge Dr., Suite 200, Hartland WI 53029 DESCRIPTION: SALES/SERVICE OF INS PRODUCTS; FINANCIAL SERVICES REP; 12/01/2006; 160HR/MON; 160HR/MON 2) CPS HORIZAN, NO, 5300 S. 108TH. ST. HALES CORNERS, WI 53130; SALES & SERVICE OF LIFE INSURANCE, DISABILITY AND LONG TERM CARE PRODUCTS, BROKERAGE AGENCY; FINANCIAL SERVICES REP; 12/01/2009; 160HRS. PER MONTH; 160 HRS DURING BUSINESS HOURS; SALES&SERVICE OF LIFE INSURANCE, DISABILITY AND LONG TERM CARE PRODUCTS. 2) CPS HORIZON FINANCIAL POSITION: Independent Insurance Broker NATURE: BGA/ Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/01/2009 ADDRESS: 5300 S. 108th St, #18, Hales Corners WI 53130, United States DESCRIPTION: Sales of fixed life insurance, fixed annuities, long & short term disability income insurance, long term care insurance

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-09
• S63 Uniform Securities Agent State Law Examination
  1992-10-12