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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2004-11-05
  • VA RA
    APPROVED
    Since 2004-11-05

Branch Locations

28 Blackwell Park Lane, Warrenton, VA 20186 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 11/2002 Present
Handford Financial Strategies Warrenton VA 11/2002 Present
Other Businesses

1. Fixed Insurance sales, as of 06/15/2011; 2% time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Handford Financial Strategies, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 03/07/2022; 99% of time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-03
S63 Uniform Securities Agent State Law Examination 1996-02-16
  • S65 Uniform Investment Adviser Law Examination
    2004-11-03
  • S63 Uniform Securities Agent State Law Examination
    1996-02-16
Designations

View on SEC IAPD

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