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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2004-11-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 11/2002 | Present |
| Handford Financial Strategies | Warrenton | VA | 11/2002 | Present |
1. Fixed Insurance sales, as of 06/15/2011; 2% time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Handford Financial Strategies, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 03/07/2022; 99% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-16 |
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