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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-04
NE RA APPROVED 2014-11-18
  • TX RA
    APPROVED_RES
    Since 2016-01-04
  • NE RA
    APPROVED
    Since 2014-11-18

Branch Locations

12020 Shamrock Plaza Suite 105, Omaha, NE 68154 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc Fairfield IA 11/2014 Present
Cambridge Investment Research Advisors Inc Fairfield IA 11/2014 Present
Previous Registrations
Other Businesses

1) INTERNATIONAL PRODUCTIVITY SYSTEMS, 12020 SHAMROCK PLAZA OMAHA NE, 10/2004, COACH, NIR, 20 HR/MO 0 HR/MO TRADING 2) MARTIN & COMPANY FINANCIAL SERVICES INC, OMAHA NE, 03/1992, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, 32 HR/MO 32 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 12/2014, AS ADVISORY REP OF A RIA. INV REL, 35 HR/WK 35/TRADING 4) MARTIN & COMPANY FINANCIAL SERVICES, INC., 12020 Shamrock Plaza, Omaha NE 68154, 03/1992, Agent, Insurance/Benefits/Human Resources, NIR, 32 HR/MO, 32 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-23
S63 Uniform Securities Agent State Law Examination 1992-08-21
  • S65 Uniform Investment Adviser Law Examination
    2007-11-23
  • S63 Uniform Securities Agent State Law Examination
    1992-08-21

View on SEC IAPD

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