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4747 W 135 Street Suite 100, Leawood, KS 66224 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-01-06 |
| MO | RA | APPROVED | 2022-01-06 |
Branch Locations
4747 W 135 Street Suite 100, Leawood, KS 66224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Overland Park | KS | 11/2009 | 09/2021 |
| American Kennel Club | New York | NY | 04/2016 | Present |
| Financial Advisory Service Inc | Leawood | KS | 01/2022 | Present |
| Fas Corp | Leawood | KS | 01/2022 | Present |
4/2018-Present, American Kennel Club, New York, NY, Not for Profit, Delegate, 8 hours/month, 0 hours/month during securities trading hours, not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-19 |
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