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Mark David Vacca

LPl Financial LLC

Rome, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-10
  • NY RA
    APPROVED
    Since 2025-07-10

Branch Locations

8606 Turin Road, Rome, NY 13440 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co., Inc. Rome NY 02/2007 07/2025
Vacca Consolidated Financial Services Rome NY 02/2007 Present
Lpl Financial Llc Rome NY 07/2025 Present
  • 02/2007 → 07/2025
    Cadaret, Grant & Co., Inc.
    Rome, NY
  • 02/2007 → Present
    Vacca Consolidated Financial Services
    Rome, NY
  • 07/2025 → Present
    Rome, NY
Previous Registrations
  • 2021-05-04 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    Rome, NY
Other Businesses

1. 07/10/2025- mark vacca- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 03/01/2023- 1 Hour Per Month- 1 Hour During Trading 2. 07/10/2025- 8606associates, llc- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 06/19/2024- 1 Hour Per Month 3. 07/10/2025-Vacca & Deblois Financial-DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 05/01/2022- 160 Hours Per Month- 130 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-20
S63 Uniform Securities Agent State Law Examination 1992-08-17
  • S65 Uniform Investment Adviser Law Examination
    1999-05-20
  • S63 Uniform Securities Agent State Law Examination
    1992-08-17
Other Names
  • Mark D Vacca

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