Raymond Anthony Acosta

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 12/2017
  Lifemark Securities Corp.
  Rochester, NY
• 09/2019 → Present
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 05/2008 → Present
  Americu Credit Union
  Rome, NY
• 05/2022 → Present
  Lpl Financial Llc
  Rome, NY

Previous Registrations

• 2019-09-09 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Rome, NY
  Waverly, IA
  Rome, NY

Other Businesses

1) 05-18-2022-AmeriCU Credit Union- Investment Related-At Reported Business Location(s)-Financial Institution Duty-Advisor- START DATE: 05/2008-Time Spent Percent: 100%- 2) 05-18-2022- AmeriCU Investments- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-08-20
• S63 Uniform Securities Agent State Law Examination
  2000-08-19